(“developer”) from the personnel who operate in the system administration (“system administrator”) in the production environment. In the case that duties cannot be segregated due to the size of the business
such funds with honesty and integrity by exercising their knowledge, competency and expertise with due care and prudence of the same standard or in the same manner as a professional. Clause 3 In managing
companies oversee and manage such funds with honesty and integrity by exercising their knowledge, competency and expertise with due care and prudence of the same standard or in the same manner as a
ติังานเก่ียวกบัการรู้จกัลูกคา้และตรวจสอบเพื่อทราบขอ้เทจ็จริงเก่ียวกบัลูกคา้ (Know Your Customer/ Customer Due Diligence : KYC/CDD) แนวทางปฏิบติัเพิ่มเติมส าหรับนกัวเิคราะห์การลงทุน 4.4 ตอ้งปฏิบติัตามหล
วิศวกรรม เกี่ยวกับการก่อสร้าง การตรวจสอบอย่างผู้มีวิชาชีพเพื่อให้ความเห็นเกี่ยวกับอสังหาริมทรัพย์ (due diligence) การศึกษาความเป็นไปได้และความเหมาะสมในการลงทุนในอสังหาริมทรัพย์ เป็นต้น (6) การปฏิบัติหน้าที่
responsible for the damage occurring to the financial institution whose license has been revoked, or business has been controlled or operation has been ceased due to the rehabilitation plan was not approved by
for the damage occurring to the financial institution whose license has been revoked, or business has been controlled or operation has been ceased due to the rehabilitation plan was not approved by an
person. And shall not disclose inside information for any personal gain. Clause 13. Securities company shall make an affirmation on securities trading to their counter trader in writing in due time after
. Securities company shall make an affirmation on securities trading to their counter trader in writing in due time after making a deal. Clause 14.10 Securities company shall report securities trading