business operation that they are required to apply for the respective licenses with the SEC by 24 February 2021. For more information and inquiries, please contact SEC Help Center at Hotline 1207, press

working for Asia Plus Securities Co., Ltd. at the time of misconduct.Following the inspection report submitted by Asia Plus Securities and the subsequent examination conducted by the SEC, it was found that

and comments to revise the regulations to be more flexible, easier to understand, clearer, and more appropriate.SEC has published relevant documents regarding public hearing at SEC website

public hearing at www.sec.or.th/hearing. Any interested parties can submit their comments and concerns via the website, via fax 0-033-9660, or via e-mail sirinad@sec.or.th or chortip@sec.or.th until 13

published relevant documents regarding public hearing at SEC website: www.sec.or.th/hearing. Any interested parties can submit their comments and concerns via the website, via fax 0-2263-9509, or via e-mail

, and (4) to order him to compensate the SEC for expenses incurred from investigating the offence totaling 110,042 baht plus an interest payment at the rate of 7.5% per year from the suit filing date

providers must select SEC-approved outsourcee and increase the roles of business providers regarding self-supervision. Business providers must regulate their outsourcing policies at least once a year, with

consecutive years, while the existing rotation period was 5 years and the existing cooling-off period was 2 years. The revision will be effective from 1 January 2019”.To mitigate impacts at the initial phase

costs therefrom. SEC has published relevant documents regarding public hearing at www.sec.or.th/hearing. Any interested parties can submit their comments and concerns via the website

company must upgrade its operating system and risk management systems to support the additionally approved securities classes. The consultation paper is available at www.sec.or.th/hearing