securities, issuing company shall distribute a summarized substance of instrument (fact sheet), securities underwriter shall arrange to have the distribution of such document which contain substances similar
arrange to have the distribution of such document which contain substances similar to a summarized substance of instrument that appears in the registration statement in the form of printed documents and CD
securities company to follow. Clause 5. A securities company shall arrange to have compliance unit and an internal audit unit with recognizable and reliable standard. Such units shall undertake independent
, the Office may specify conditions for the securities company to follow. Clause 5. A securities company shall arrange to have compliance unit and an internal audit unit with recognizable and reliable
is found and shall record the cause of each correction. Clause 14 A securities company shall arrange for the counting of clients’ assets which are kept by itself at least once a month to verify the
securities company shall arrange for the counting of clients’ assets which are kept by itself at least once a month to verify the records of clients’ assets as prepared by the securities company. For the
directors of the Company who are currently in office; (6) arrange for a Board of Directors’ meeting to approve the appointment of 2 directors (including the directors to be nominated by ACO I) and the
office; (6) arrange for a Board of Directors’ meeting to approve the appointment of 2 directors (including the directors to be nominated by ACO I) and the amendment of the authorized signatories of the