Securities and Exchange Commission Remarks : The reasons for issuing this Notification are: whereas the fund management shall be activities which is trusted and confided by the investors, it is therefore

activities which is trusted and confided by the investors, it is therefore necessary to have clear operating system in place concerning fund management. The Office hereby issues the regulation relating to the

are: whereas the fund management shall be activities which is trusted and confided by the investors, it is therefore necessary to have clear operating system in place concerning fund management. The

. A mutual fund management company may engage in a transaction with the mutual fund under its management only when it is necessary and appropriate and a written approval from the mutual fund supervisor

mutual fund management company may engage in a transaction with the mutual fund under its management only when it is necessary and appropriate and a written approval from the mutual fund supervisor is

by the following provision: “Clause 14. A mutual fund management company may engage in a transaction with the mutual fund under its management only when it is necessary and appropriate and a written

Market Supervisory Board; therefore, it deems appropriate to issue this Notification to replace the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 4/2548 Re: Qualifications

Market Supervisory Board; therefore, it deems appropriate to issue this Notification to replace the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37/2548 Re: Qualifications

, it shall be deemed that derivatives trading by a derivatives broker on behalf of clients after closing time of normal trading session is the transaction executed on the next trading day. Clause 3 For

behalf of a client in derivatives exchange. Clause 2/13 For the purpose of initial and maintenance margin requirements, it shall be deemed that derivatives trading by a derivatives broker on behalf of