SEC files criminal complaint against 15 alleged offenders on account of price manipulation of 12 securities Bangkok, May 8, 2012 ? The SEC today filed a criminal complaint against 15 alleged
, providing that the SEC will prescribe appropriate initial subscription by taking into account the instruments? complexity and risk level.At the first stage, the SEC will allow offer for sale of ?unrated bonds
competition or drawing, seeing that the promotion could lead to inequality as the winner will get higher returns than others. The SEC will accordingly take into account the principle in revising regulation
providing them with more information in response to development in capital market and new products. In addition, the rules on fund?s investment diversification must also be revised by taking into account risk
to their risk appetite and their medium to long-term investment goals. Those who are interested can open account and buy investment units either from asset management companies directly or through
addition, it was found that {B} and {C}, the investment consultants, were responsible for the client's account, respectively. Both of them were subordinates of {A} and aided trading securities on behalf of
performing any action in violation of law.The SEC probe into the case and found that the four investment consultants, responsible for securities trading accounts of overseas brokers (omnibus account
subsquently strengthen market credibility, balanced market ecosystem, efficiency and competitiveness. Well-rounded perspectives and practicality are taken into account in response to increasing varieties of
account the information on anti-corruption progress indicator. Furthermore, the assessment results, classified by country and by company, will be publicly available on the CG Thailand website. For those
Financial Education (INFE) said ?This Seminar highlighted the importance of taking into account regional and national specificities such as in Asia and Thailand. But the main underlying objectives are common