all related parties. ** Preferential public offering (PPO) is a general offering of newly issued shares exclusively to the existing shareholders at a subscription amount not exceeding their holding

their clients from their own assets. Additionally, investment token issuers would be prohibited from seeking benefits from their clients’ DA under custody.  The consultation paper is available at https

partnership between the SEC and the SET at the policy making level, after which the meetings for management and operating staff levels will be followed. The SEC and the SET are committed to working together

on Business and Human Rights, Professor at the University of Washington3. Ms. Rachel Davis, Vice-President and Co-Founder, Shift4. Ms. Ruenvadee Suwanmongkol, Secretary-General, Securities and Exchange

Educational Project to prepare auditors for the launch of the new official auditor?s report at the end of the year.Senior Assistant Secretary-General Prakid Punyashthiti said: ?Starting from the financial

AIRA Securities Public Company Limited's report and the SEC's further investigation, he was found to have given investment advice on specific securities at a seminar and via Line application based on his

the duty of investment consultants to record them along with conversations at all times for evidence. The SEC places high importance in this matter because it will be beneficial to both investment

consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested public are invited to submit comments on line via the SEC website, by fax to 0-2651-5949, or by e-mail to corporat

investigation, it was found that Niran, a KBANK employee at the time, had solicited a client to purchase units of a mutual fund but did not execute the subscription order for the client. Instead, he

notified the Stock Exchange of Thailand (SET) that it had submitted an application for business rehabilitation to the Central Bankruptcy Court, declaring a confirmed amount of liabilities at 5.71 billion