acceptable to the Office. Clause 2. The derivatives broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk
รับรอง Thailand Sustainability Investment 4/ Thailand Sustainability Investment THSI (SET) Ranking หมวดอุตสาหกรรม ลักษณะธุรกิจ 5/ ลักษณะธุรกิจ กลุ่มธุรกิจการเงินเกียรตินาคินภัทร ประกอบธุรกิจธนาคารพาณิชย์
Part C: Distribution of NRI CIS and CIS Operator’s Local Representative Arrangement for Distribution 17) Units in NRI CIS will be offered/ marketed in Thailand by the following intermediaries who are
CIS. CIS in Thailand is set up as a legal entity separate from the CIS Operator. In short, after obtaining approval from the SEC Thailand to set up a mutual fund and offer investment units to investors
an infrastructure business; (c) the right to receive the future income or the right under the income sharing agreement that will be generated by an infrastructure business or will result from the
an infrastructure business; (c) the right to receive the future income or the right under the income sharing agreement that will be generated by an infrastructure business or will result from the
concession right to operate an infrastructure business; (c) the right to receive the future income or the right under the income sharing agreement that will be generated by an infrastructure business or will
จดัจ าหน่ายหลกัทรัพยท่ี์เป็นหน่วยลงทุน (“LBDU”) ท่ีเป็นสมาชิกตลาดหลกัทรัพยแ์ห่ง ประเทศไทย (“SET”) ตอ้งปฏิบติัตามหลกัเกณฑก์ารประกอบธุรกิจของบริษทัหลกัทรัพยใ์นการซ้ือขาย หลกัทรัพยท่ี์มิใช่ตราสารหน้ีหรือ
Limited To: Secretary-General, The Office of The Securities and Exchange Commission (the “SEC”) President, The Stock Exchange of Thailand (the “SET”) Board of Directors and Securities Holders of Glow Energy
where a mutual fund supervisor no longer meets the qualifications set forth in the notification of the Office of the Securities and Exchange Commission regarding qualifications of mutual fund supervisors4