issuing company under business reorganization plan that approved by the court under law on bankruptcy or debt restructuring agreement; 4. shareholders of issuing company in accordance with previous
business reorganization plan that approved by the court under law on bankruptcy or debt restructuring agreement; 4. shareholders of issuing company in accordance with previous proportion of shareholding
shareholders’ meeting of issuing company; 3. creditor of issuing company under business reorganization plan that approved by the court under law on bankruptcy or debt restructuring agreement; 4. shareholders of
development plan of which is divided into phases and certain phase is not completely developed. Clause 11 The classification of units shall be under the following rules: (1) the same class of units shall have
Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are divided into two categories: Category A
Characteristics of the Executives of a Securities Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are
จัดการกองทุนรวมและงานที่เกี่ยวข้อง ( (1) การจัดทำคู่มือการปฏิบัติงาน (compliance manual) และรายละเอียดของคู่มือดังกล่าว ( (2) การจัดทำแผนการตรวจสอบ (audit plan) ประจำปี ( (3) ระยะเวลาในการรายงานผลการตรวจ
restoration plan or operation was not approved by an agency supervising such financial institution or the Commission of the Organization for Reformation of Financial Institution System or has been ordered to
financial institution whose license has been revoked, or business has been controlled or operation has been ceased due to the status restoration plan or operation was not approved by an agency supervising