operators, as well as prevent systemic risk, without imposing unnecessary burdens on business operators. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=993 and the
download at: TCFD-Recommendations-Thai.pdf (bbhub.io) or Thai HandbooksGuidelines (sec.or.th) ______________________Remarks:1
have been disclosed, in materiality, in the Filing Form, in violation of Section 278 of the SEA. This offense of ETL at the time was a result of orders or omissions of duties of nine persons who were
of their roles and responsibilities, which are crucial to the Thai capital market. A replay of the seminar is available for the interested public at the Strengthening Good Governance of Listed
According to the findings of the SEC’s investigation, the four persons, namely (1) Miss Duangkamol Chotana, (2) Miss Nutwara Saengwarin, (3) Mr. Supoth Piansiri, and (4) Mr. Sirichai Chananam – at
the purpose to enhance the quality of corporate governance and financial reports. The seminar covered important topics such as: Driving listed companies’ management to establish a tone at the top
At its meeting No.11/2563 on 19 May 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the CMSB approved in principle of the amendment of rules applicable to funds and trusts which
holdings—most of which are high-quality—at lower than fair value prices, impacting the funds’ value. This rapid decrease in the funds’ value might lead to further sell of other mutual funds and result in
In a case that at the minimum 80% of targeted fundraising amount in crowdfunding project are subscribed, this is regarded as successful debenture crowdfunding. This regulatory revision aims to