Capital Fund Management Derivatives Fund Manager Business Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors Securities Brokerage Securities Dealer Securities Underwriter
Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
Intermediaries By virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 (2013) Re: Standard Conduct of Business Operation, Management
the first-time adoption of Thai Financial Reporting Standard 17: Insurance Contracts (TFRS 17) on 1 January 2025. Consequently, the auditor was unable to review the source of input data, the
หนังสือแสดงการรับทราบความผิด 13 November 2019 Subject : Management Discussion and Analysis of third quarter ended 30 September 2019 Attn. : Director and Manager The Stock Exchange of Thailand Encls
หนังสือแสดงการรับทราบความผิด 14 August 2019 Subject : Management Discussion and Analysis of the second quarter 2019 ended 30 June 2019 Attn. : Director and Manager The Stock Exchange of Thailand
Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses