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กับบริษัทหลักทรัพย์ ในการพัฒนาระบบซื้อขายสำหรับ LiVE Exchange ซึ่งจะมีกลไกการซื้อขายและการกำกับดูแลที่แตกต่างจาก SET และ mai โดยรูปแบบการซื้อขายจะเป็นลักษณะ Auction-based วันละ 1 รอบ และชำระราคาและส่ง
July 2016. {X1} later revised and improved the working system of its securities business and set up more efficient measures for preventing and detecting irregularities thereof.Investors are strongly
liability partnerships and accounting corporations are registered with ACRA.For more information, please visit www.acra.gov.sg About AOBThe AOB was set up by the Securities Commission Malaysia in 2010, to
was suspended until that date while the rest of suspension period was instead set as the period for acceptance of her re-application for approval as capital market personnel, effective as from April 27
suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns investment consultants not to submit trading orders on the client?s behalf even the client
compliance with the company's rules*. The SEC, therefore, sanctioned the said four persons by suspending the approval and set the period of acceptance of their re-applications**.In this regard, the SEC warns
run, such as, an MOU with ASEAN members to allow the offering of collective investment scheme (CIS) set up in ASEAN to retail investors, promoting asset allocation services to support investors to
also set an example of the cooperation among the law enforcement entities. The SEC, in this regard, would like to express our appreciation to all involved parties, including DSI and Office of the