Securities and Exchange Act B.E. 2535 (1992), as amended (SEA), as follows: Apichart’s acts violated Section 242 (1), Eng’s acts violated Sections 242 (2) and 315, and Supanee’s acts violated Section 242 (1
the inside information were liable to violation of Section 241 of the Securities and Exchange Act (SEA) B.E. 2535. Meanwhile, Somsak and Areeya, as aiders and abettors of Pittaya and Athueck, were in
to the EGM. Mr. Vichet shall be liable for the penalties under section 281/2 of the SEC Act. During the month of August 2021, 6 directors and former director of EARTH namely (1) Mr. Vichet Thientong
to the EGM. Mr. Patiphat shall be liable for the penalties under section 281/2 of the SEC Act. During the month of August 2021, 6 directors and former director of EARTH namely (1) Mr. Patiphat
. Sakesan shall be liable for the penalties under section 281/2 of the SEC Act. During the month of August 2021, 6 directors and former director of EARTH namely (1) Mr. Sakesan Baisak (2) Mr. Vichet
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for
/ActandRoyalEnactment/RoyalEnactment/enactment-digitalasset2018.pd... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market