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Bangkok, February 29, 2012 ? The SEC and the Association of Investment Management Companies (AIMC) have been concerned over the irregular closing price on December 30, 2011 of Gold exchange-trade

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4464

SEC files complaint against five other METRO-TUCC-SECC share manipulators

243(2) of the Securities and Exchange Act of 1992 and Sections 83 of the Criminal Code. Prayuth?s, Naruephol?s, and Ladda?s actions were liable to contravention of Section 243(1) and Section 244 of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4394

SEC files criminal complaints against METRO, TUCC and SECC price manipulators

investigation that led to the complaint filing had stemmed from a referral from the Stock Exchange of Thailand (SET) and the SEC?s data compilation from different sources, including the information gathered from

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4362

SEC revises criteria for determining “major shareholders” of securities and digital asset business operators to include ultimate controlling persons

Securities and Exchange Commission No. SorThor. 2/2569 Re: Consideration for Approval of Person to be Major Shareholder of Business Operator, dated 26 February 2026. Effective 4 March 2026.4. The Notification

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12615

กลต.นธ.(ว) 2/2561 เรื่อง การกำชับผู้ประกอบธุรกิจให้ระมัดระวังการให้บริการการลงทุนในผลิตภัณฑ์ต่างประเทศที่มีความเสี่ยงสูง

ลูกค้าในการลงทุนในผลิตภัณฑ์จากต่างประเทศ และตลาด The Chicago Mercantile Exchange และ The CBOE Futures Exchange ซึ่งเป็นตลาดสัญญาซื้อขายล่วงหน้าในสหรัฐอเมริกาที่อยู่ภายใต้การกำกับดูแลของ Commodity Futures

http://law.sec.or.th/content/3819/6127/1#6127

The SEC Thailand hosts the 48th IOSCO Annual Meeting – a forum for substantive discussions and cooperation among global capital market regulators, followed by the SEC Thailand Public Conference

: https://www.iosco2023thailand.com/________________________ About the SEC Thailand The Securities and Exchange Commission, Thailand is an independent regulator established according to the Securities and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9882

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reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________ By virtue

https://publish.sec.or.th/nrs/6797se.pdf

Translation

, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. --------------------- Notification of the Securities and Exchange

https://publish.sec.or.th/nrs/2831pe.doc

Translation

responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. --------------------- Notification of the Securities and Exchange Commission No. KorThor. 4/2543 Re

https://publish.sec.or.th/nrs/2831pe_r.pdf

....

undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange

https://publish.sec.or.th/nrs/4489pe.doc