/ Securities Date From To Reset KASET THAI INTERNATIONAL SUGAR CORPORATION PUBLIC COMPANY LIMITED : KTIS The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed
VENTURE PUBLIC COMPANY LIMITED : KOOL The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found Form 56-1 : Annual
From To Reset ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED : ADVANC The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details
regarding the failure to record allowance for uncollectible refunds of advance payments for goods and omit to estimate the recoverable amount of the investment in the subsidiaries to comply with financial
policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to
of December 2020. In any case, to be eligible for the waiver or the rate cut of annual fee, the securities issuers must not have a record of criminal fining or criminal complaint for failure to
} frequently failed to record his clients' securities trading orders as the same as {B} case as reported by his employer Phara Securities Plc. Both persons admitted that they took those orders via mobile phone
record the allowance for doubtful accounts on the advance payment to Mrs. Churairat E.Bonython, SCAN chairman of the board of directors and executive board, in which the auditors of both companies opined
} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person