for investment in such product via online social media channels such as Facebook, YouTube and MRC - BIZ website. Earlier, in this regard, the SEC notified the company to end such conduct that may be
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
funds with constant NAV and exempting business operators from performing the customer risk profile evaluation if the only investment product they offer is low-risk money-market fund. The
licensed digital asset business operators only in case of deciding to invest in such product. The Licensee List and more information on digital assets are available on www.เสี่ยงสูง.com. It should be noted
and transfer of digital assets or money; (2) Profile Data, which include customer profile, company profile and product profile, e.g., wallet address, customer account number, digital asset wallet
. ____________________ * The execution of trading orders of capital market products based on an automated program that runs product selection and trading placement without interference from any factors and according
information and associated risks carefully and thoroughly when deciding to open a trading account for each product type. For example, opening a derivatives trading account for a block trade comes with various
. Selling agent must comply with specified criteria, for example, selling agent must examine investor?s characteristics before offering for sale of the product to ensure that the offer has been made to
คืบหน้าของการดำเนินการอย่างน้อยเดือนละ 1 ครั้ง จนกว่าจะแก้ไขได้ นอกจากนี้ สำนักงาน ก.ล.ต. ยังเห็นควรปรับปรุงหลักเกณฑ์อัตราส่วนการลงทุนที่คำนวณตามประเภททรัพย์สิน (product limit) ของกองทุนในเงินฝากและ
, marketing and investment product development, for instance.