pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their performance of

market will pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their

will not only benefit investor contacts in their performance of duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to

... (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC Thailand can neither

royal decree stipulates that the issuance of ICO must be done only through ICO portals https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8286 SEC and SET run a joint public hearing on the proposed

? to AI and the summarized significant features of securities (fact sheet) must specify that the product is allowed to offer to AI only. In addition, asset management company will be allowed to establish

, and {B}, as manager, for such contravention which is liable under Section 125 of the same Act. Any persons who suffered damage from the company's illegal operation are encouraged to contact the ECD

Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and

branch manager to operate only such branch, unless the SEC Office has rendered a waiver; (3) in case of online branch office, the intermediary shall appoint a responsible person for operating such branch

, the intermediary shall appoint a branch manager to operate only such branch, unless the SEC Office has rendered a waiver; (3) in case of online branch office, the intermediary shall appoint a