investigation that led to the complaint filing had stemmed from a referral from the Stock Exchange of Thailand (SET) and the SEC?s data compilation from different sources, including the information gathered from
Securities and Exchange Commission No. SorThor. 2/2569 Re: Consideration for Approval of Person to be Major Shareholder of Business Operator, dated 26 February 2026. Effective 4 March 2026.4. The Notification
ลูกค้าในการลงทุนในผลิตภัณฑ์จากต่างประเทศ และตลาด The Chicago Mercantile Exchange และ The CBOE Futures Exchange ซึ่งเป็นตลาดสัญญาซื้อขายล่วงหน้าในสหรัฐอเมริกาที่อยู่ภายใต้การกำกับดูแลของ Commodity Futures
: https://www.iosco2023thailand.com/________________________ About the SEC Thailand The Securities and Exchange Commission, Thailand is an independent regulator established according to the Securities and
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 14/2558 Re: Rules in Detail on the Prevention and Management of Conflicts of Interest __________________ By virtue
, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. --------------------- Notification of the Securities and Exchange
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. --------------------- Notification of the Securities and Exchange Commission No. KorThor. 4/2543 Re
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange
. ----------------------------- Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business By virtue of Section 9 and the third paragraph of Section 16 of the