characteristics of personnel in the capital market business. SEC has therefore revoked the approval as personnel in the capital market business for Mr. King for 10 years, as major shareholder of securities
consultant for complex products type 1 and investment planner, and (2) {B}, capital market investment consultant, for a period of two years six months each.In the case of {A}, the SEC's inspection revealed
concerning investor protection in case of non-regulation by the public sector; and (3) Future perspectives of the markets and businesses related to cryptocurrency business in the next 15 years. SEC
Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading
consultant of Veerachai and banned his re-entry as capital market personnel for 10 years, starting from June 3, 2016.Similarly, Jakkrit?s approval as capital maket investment consultant has been revoked for
personnel for 10 years. (2) {B} , an investor contact of KTB Securities Co., Ltd., aided other persons in sending trading orders of TRAF shares in a manipulative manner. She was fined for her assistance in
Mrs. Sutasanee Karnasuta Interest Rate K Alliance Co.,Ltd 7.5% per year, and Mrs. Sutasanee Karnasuta 7.0% per year. Term of bor rowing Up to 2 years from the date of recovery Relationship between
the registration certificate of juristic person / documents related to establishment of a group of persons; (7) Copy of the financial statements for the three most recent financial years or a copy of
date for redemption for another two years, with the total debt exceeding 400 million baht, without being considered an event of default under the terms and conditions of the bonds. (This matter has