receivership by the Central Bankruptcy Court's order. Mr. Bhusana acknowledged the order but persisted IEC to buy SK1 shares from Mr. Sutin Jaitham and Miss Charuwan Bhusanabhibankup, who were his debtors
;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
for the crowdfunding debentures, which were due on February 8, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction
for the crowdfunding debentures, which were due on December 4, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction
agreement for the crowdfunding debentures, which were due on December 8, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.300 in
Company Limited reported an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures, which were due on January 14, 2024, and February 14, 2024 to the SEC Office
agreement for the crowdfunding debentures, which were due on November 16, 2023, and December 11, 2023 to the SEC Office later than the period specified by the SEC Office Notification, on one occasion
for the crowdfunding debentures, which were due on February 8, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.300 in conjunction
that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the shareholders, which is in violation of the Securities and Exchange Act B.E. 2535