of the Royal Thai Police (ECD Police). The SEC found that during December 17, 2013 ? January 9, 2014, Parin, then a trader of DBS Vickers Securities (Thailand) Co., Ltd., had front run his clients
://www.citibank.co.th/citi/th/citicorpsecurities.htm CLSA CLSA SECURITIES (THAILAND) LTD. http://www.clsa.com DAOLSEC DAOL SECURITIES (THAILAND) PUBLIC CO.,LTD. https://www.daolsecurities.co.th/home DBSV DBS VICKERS
CO.,LTD. https://www.daolsecurities.co.th/home DBSV DBS VICKERS SECURITIES (THAILAND) CO.,LTD. http://www.dbsvitrade.com FNS FINANSA SECURITIES LTD. http://www.finansa.com FSS FINANSIA SYRUS SECURITIES
CO.,LTD. https://www.daolsecurities.co.th/home DBSV DBS VICKERS SECURITIES (THAILAND) CO.,LTD. http://www.dbsvitrade.com FNS FINANSA SECURITIES LTD. http://www.finansa.com FSS FINANSIA SYRUS SECURITIES
://www.cgsi.co.th CLSA CLSA SECURITIES (THAILAND) LTD. http://www.clsa.com DAOLSEC DAOL SECURITIES (THAILAND) PUBLIC CO.,LTD. https://www.daolsecurities.co.th/home DBSV DBS VICKERS SECURITIES (THAILAND) CO.,LTD. http
CO.,LTD. http://www.aira.co.th BYD BEYOND SECURITIES PUBLIC CO.,LTD. http://www.beyondsecurities.co.th CGSI CGS INTERNATIONAL SECURITIES (THAILAND) CO.,LTD. https://www.cgsi.co.th DBSV DBS VICKERS
CO.,LTD. http://www.aira.co.th BYD BEYOND SECURITIES PUBLIC CO.,LTD. http://www.beyondsecurities.co.th CGSI CGS INTERNATIONAL SECURITIES (THAILAND) CO.,LTD. https://www.cgsi.co.th DBSV DBS VICKERS
: KTBST;(2) Kasikorn Securities Public Company Limited: KS; (3) DBS Vickers Securities (Thailand) Co., Ltd.: DBSV;(4) Thanachart Securities Public Company Limited: TNS;(5) Bualuang Securities Public Company
SECURITIES (THAILAND) COMPANY LIMITED THANSETTHAKIJ CAPITAL COMPANY LIMITED DBS VICKERS SECURITIES (THAILAND) COMPANY LIMITED DS FUTURES COMPANY LIMITED DENALI PRESTIGE ASSET MANAGEMENT LIMITED TONTAN
LIMITED 10, 12, 19, 23, 29-32/F, SILOM COMPLEX OFF. BLDG., 191 SILOM ROAD SI LOM, BANG RAK, Bangkok 10500 Tel. 0-2231-3777 , 0-2618-1000 Fax. 0-2231-3951 2. DBS VICKERS SECURITIES (THAILAND) COMPANY LIMITED