types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of
’ specific business model under more reasonable costs and without excessive burdens on business operators. Providing more license types also promotes business development and competition in the capital market
Bangkok, April 21, 2016 -- The SEC is seeking public comments on draft rules concerning supervision on trigger funds and advertisement of other types of mutual funds, to be imposed on relevant
Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the
/News_Detail.aspx?SECID=10275 SEC amends ETF regulations to expand varieties for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10275 SEC amends ETF regulations to expand varieties for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing
regulators: Improve the supervisory standard and organizational management by emphasizing the importance of the new mindset, working methods and the mixed use of varieties of supervisory tools to create a
other types of instruments beyond what is already covered under the current scheme”.Chairman of the Association of Investment Management Companies (AIMC), Mr. Vasin Vanichvoranun, said that “Building
Securities (Form 246-2) ( 14 record(s) found) Name of Securities Name of Acquisition/Disposition Types Types of Securities % Held Before Acquisition/ Disposition % Held Acquisition/ Disposition % Held After