consultant to do so.    Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset, (3) use of the client's trading account to trade

upon the client?s asset, (3) use of the client?s trading account to trade securities for herself or others, (4) interferance with the client?s asset by withdrawing and transfering the client?s securities

fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon the recommendation of the SEC. 2

0.03% based on consideration method. Upon the cumulative size with this transaction, the total transaction size is equal to 27.92% therefore the regarded transaction is within scope of Type 2. The

assets, the securities company shall act as follows: (1) inform its clients and request them to sign upon acknowledgement of the client’s practice in depositing or withdrawing assets with or from the

assets, the securities company shall act as follows: (1) inform its clients and request them to sign upon acknowledgement of the client’s practice in depositing or withdrawing assets with or from the

obtains a securities business license type C or is in a process of applying for such license. Clause 9 An applicant shall be granted a derivatives business license type Sor-1 only upon meeting the following

obtains a securities business license type C or is in a process of applying for such license. 5 Clause 9 An applicant shall be granted a derivatives business license type Sor-1 only upon meeting the

which obtains a securities business license type C or is in a process of applying for such license. 5 Clause 9 An applicant shall be granted a derivatives business license type Sor-1 only upon meeting the

Farm project. The solar farm project is commercially attractive and feasible upon obtaining (Condition Precedents) 1. BOI privileges 2. Credit facility from a financial institution 3. All other permits