has already addressed and those currently under review such as inspection of naked short selling transactions and mechanisms for regulating short-selling and program trading, for example, collateral
, featuring experts from relevant agencies, aims to provide information to investors and those affected by business rehabilitation to enhance their understanding of their rights and the related processes
digital asset businesses, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise
advised to be cautious about using services of unlicensed operators of securities, derivatives and digital asset businesses, including those from foreign countries, as they are not under the SEC’s
requirements other than those governing plain vanilla bonds. For example, all types of offerings must submit an application for approval, obtain a credit rating, disclose additional information other than plain
gift to Thai people as it will lead to more entries of sufficient, qualified auditors for businesses in the capital market and those intending to raise fund therein. ___________________________Remark
foundation for financial stability, both in terms of the people and the nation. Ability to build financial resilience would help people withstand those unexpected events, such as the Coronavirus pandemic
those failing to comply with the law may be imposed with legal action.” On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing
conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed; (8) Debt issuers must use the raised money to repay for the earlier
. Opinions and suggestions of private organizations in the financial and capital markets as well as those from relevant state agencies were taken into account during the focus group consultation on 26 March