requirements other than those governing plain vanilla bonds. For example, all types of offerings must submit an application for approval, obtain a credit rating, disclose additional information other than plain

gift to Thai people as it will lead to more entries of sufficient, qualified auditors for businesses in the capital market and those intending to raise fund therein.  ___________________________Remark

foundation for financial stability, both in terms of the people and the nation. Ability to build financial resilience would help people withstand those unexpected events, such as the Coronavirus pandemic

those failing to comply with the law may be imposed with legal action.”  On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing

conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed;  (8)  Debt issuers must use the raised money to repay for the earlier

. Opinions and suggestions of private organizations in the financial and capital markets as well as those from relevant state agencies were taken into account during the focus group consultation on 26 March

regulatory and supervisory framework of the Thai capital market are enhanced to be among those of the leading countries. Under the PFMI assessment, the SEC has received fully observed in all supervisory areas

process whereby the consideration of whether the defendant is guilty is under the ECD’s investigation, the public attorney’s prosecution, and the court’s jurisdiction, respectively. Those interested in

those applied to person who works in securities business;           (3)  added clarity on the protection that investors will receive in case of the bankruptcy of the securities depository center as well

in class action litigation. It also intends to increase investors’ awareness of their legal rights to claim for remedies from those who broke the laws and caused them harm.”    Acting Sub Lt. Dr