implement mechanisms for the supervision of its affiliated and associated companies. These mechanisms must be examined by the holding company’s audit committee and board of directors. Measures ensuring that

relationship through capacity building programs in the areas of bond market development, mutual fund and provident fund supervision as well as a preparation for self-assessment to become an ordinary IOSCO

the execution of electronic transactions which would be deemed as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription

’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs may lack trading liquidity and may not

supervision scheme follows a similar regulatory framework to the one governing equity crowdfunding in several dimensions including: (1) issuers are allowed to offer either secured or unsecured debentures via

with related parties to improve the supervision.”SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related parties and interested persons are

regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of

early 2019. The SEC will specifically participate in the efficiency assessment of securities regulation and supervision. In revising the rules on approval and disclosure of information by equity issuers

A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people

Exchange Act B.E. 2535 on 16 May 1992. The SEC Thailand has the centralized roles for supervision and development of both primary and secondary markets. This structure also facilitated issuance of new