statements and concealing facts that should have been stated in the registration statement and draft prospectus submitted to the SEC Office, which included falsified financial statements for the year 2021 and
making false statements and concealing facts that should have been stated in the registration statement and draft prospectus submitted to the SEC Office, which included falsified financial statements for
time of the incident, was considered that he deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led the clients to use Zipup/ZipUp
55.34 million baht. Subsequently, Mrs.Eng disclosed such insider information to Miss Supanee Sukapantavorn, her sister, even though she knew or should have known that Miss Supanee could possibly use such
and monetary policy setting as transactions or activities may not be conducted through operators or intermediaries under the public-sector supervision. Meanwhile, the public sector should not hinder
fund trading transactions executed and regularly look into the mutual fund unitholding reports as well as related bank accounts. Moreover, investors should transfer investment money only into the
in operation but changing identity or office after being raided and charged by the SEC. Investors should therefore take precaution and not making any investments with companies not licensed by the SEC
advised to exercise discretion in making mutual fund purchases and should request purchase evidence at the point of sale, which must be generated by proper system to ensure completion of their purchase