contact person at the CIS Operator: Name/Position (at least CEO or equivalent): ___________________________________ Email address: ___________________________________________________________ Tel No
Company’s contact person: Name/Position (at least CEO or equivalent): ___________________________________ Email address: ___________________________________________________________ Tel No
_______________________________________________________________________ Company’s website: ______________________________________________________ Page 4 of 9 Form 35 – HK-TH MRF 10) Details of the Hong Kong Covered Management Company’s contact person: Name/Position (at
approval by the Office to be a custodian only if such person has the following qualifications: (1) Its financial position must be as follows: (a) In the case where the applicant is a financial institution
the approval by the Office to be a custodian only if such person has the following qualifications: (1) Its financial position must be as follows: (a) In the case where the applicant is a financial
business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
for managing the Risk function for the Company, including being responsible for and approving all risk matters and will also be a member of the Risk Management Committee and all its sub-committees as
Sodthibhapkul is an Authorized Director of the Company. 2. General characteristics of the transaction The Executive Director will be responsible for managing the Risk function for the Company, including being