either in the form of documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given
for recruiting more auditors to meet the minimum requirement and give the unqualified auditors* a sufficient time to rectify their qualifications. The SEC took the suggestions into account to revise
suggestions and took them into consideration when reviewing the proposed regulations. The SEC is therefore soliciting public comments on the proposed regulations and relevant draft attachments with the
during 26 November 2021 - 25 January 2022, the SEC has taken the public’s and stakeholders’ comments and suggestions into consideration to conduct another hearing to propose amendments to the PVD Act to
) invites interested parties to provide their views and comments on the regulatory proposal in this document, which can be downloaded at www.sec.or.th To send your comments and suggestions, please email
data standards to facilitate the exchange of open data among business operators for better convenience of investors. After taking the respondents’ opinions and suggestions into consideration, the SEC
/listeningDetail?survey_id=NDgyOURHQV9MQVdfRlJPTlRFTkQ=. Stakeholders and Interested parties are welcome to submit comments and suggestions via the SEC website or emails: ekarit@sec.or.th or pinyapat@sec.or.th. The
are welcome to submit comments and suggestions through the website or email: corporat@sec.or.th. The public hearing ends on 22 February 2024. ______________________
. Stakeholders and interested parties are welcome to submit comments and suggestions on the draft sample bondholders’ representative appointment agreement to ThaiBMA through email: legal@thaibma.or.th. For