Investment Advice dated January 18, 2012. Accordingly, the SEC suspended {A} for two months and {B} for one month from their duties as the approved securities investment consultants.
Binance in public relations and some parts of customer services such as giving Binance’s customers some advice and resolving their problems. The act mentioned above was considered as supporter of Binance in
in public relations and some parts of customer services such as giving Binance’s customers some advice and resolving their problems. The act mentioned above was considered as supporter of Binance in
evidence relating to derivatives trading under the following rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date
rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date on which the advice is given or order is placed, as the
, 2017 for the price of not less than Baht 190 million. The resolution was also aimed to maximize Company and its shareholders’ benefits with the suggestion for Company to pay attention to adverse social
auditor (in case of being under supervision of internationally-recognized regulator) Remarks:- 50,000 baht (Unofficial Translation) 5 No. Details Fee (Baht /Percentage) Complaint and suggestion channels No
. Our suggestion for prevention of future occurrences is to jointly consider establishing accuracy verification mechanisms that can enhance confidence in the financial reporting, including a
contact ” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor
contact” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor