notify and submit a written documents specifying such change to the SEC Office within seven days from the effective date of the change specifying therein the effective date of such change. Clause 3. The
securities company. The Office shall notify the result of the consideration of the application within thirty days as from the date of receipt of application and completed documents evidence, in granting
transaction to the Stock Exchange of Thailand (the “SET”) pursuant to the Acquisition and Disposition Notifications; and (2) notify the information in writing to the shareholders of the Company within 21 days
SEC Office shall notify the result of the deliberation of the application within 7 business days as from the date when the SEC Office has received the complete application and the evidentiary
the SEC or the Office, the securities company shall collect the relevant data and notify the Office within seven days from the date of acknowledgement of such misconduct. Clause 13. The securities
less than 50 percent hence the Company needs to disclose information to the Stock Exchange of Thailand and notify its shareholders by letter within 21 days from the date disclose information to the Stock
Advisors and Their Scope of Work (No. 2) dated 10 July 2015 (effective on 20 July 2015). 8 Clause 79 The SEC Office shall notify the result of deliberating the application for approval as financial advisor
categorized type of the client , the intermediary shall notify the client to acknowledge the result of the client ’s categorization, rights, restrictions and risk level, including right to request for changing
already categorized type of the client, the intermediary shall notify the client to acknowledge the result of the client’s categorization, rights, restrictions and risk level, including right to request for