thirty days from the date when the Minister or the Securities and Exchange Commission approves the termination of business or revocation of license, as the case may be. Clause 15 Licensees shall prepare
. Notified this 31st Day of July B.E. 2540 Thanong Bidaya (Mr. Thanong Bidaya) Minister of Finance Chairman of the Securities and Exchange Commission Note: The Notification of the Securities and Exchange
as from the day following the date of its publication in the Government Gazette. Notified this 31st Day of July B.E. 2540 Thanong Bidaya (Mr. Thanong Bidaya) Minister of Finance Chairman of the
Notification shall come into force as from the day following the date of its publication in the Government Gazette. Notified this 31st Day of July B.E. 2540 Thanong Bidaya (Mr. Thanong Bidaya) Minister of
Notification shall come into force as from 16 December 2004. Notified this 22nd Day of December 2004. Somkid Jatusripitak (Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange
(Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission (Translation) Internal Control System to Prevent the Misuse of Client’s Assets Chapter 1 Management
branch offices or facilitate customer to use service from other securities company. Notified this 2nd day of April 2008. (Mr.Surapong Suebwonglee) Minister of Finance Chairman of the Securities and
customer to use service from other securities company. Notified this 2nd day of April 2008. (Mr.Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange Commission Remark: The reason