Technology (1999) Public Company Limited (PRO), failed to supervise PRO to prepare and submit the annual registration statement for the year 2013 (Form 56-1, 2013) to the SEC and the SET within the specified

Mr. Punya Kritiyawong Mr. Punya Kritiyawong, the managing director responsible for the operation of L.V. Technology Public Company Limited (LVT),failed to supervise LVT to prepare and submit the

Mr. Taweesak Vayakornvijit Mr. Taweesak Vayakornvijit, as managing director responsible for the operation of Sunwood PLC (SUN, failed to supervise SUN to prepare and submit the audited financial

Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the audited financial statements for the year 2014, the annual registration statement for the year 2014

AI Energy Public Company Limited AI Energy Public Company Limited (“AIE”) has failed to prepare and submit to the SEC and the SET the financial statements for the year 2014, the reviewed financial

Mr. Anurag Thareratanavibool Mr. Anurag Thareratanavibool, the chief executive officer responsible for the operation of AI Energy Public Company Limited (“AIE”), has failed to supervise AIE to submit

the juristic person representatives failed and the statute of limitations ran out. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 10/02/2016

a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out. SEC Act S.90 Criminal Complaint Filed with an

Mr. Punya Kritiyawong Mr. Punya Kritiyawong, the managing director responsible for the operation of L.V. Technology Public Company Limited (LVT), failed to supervise LVT to prepare and submit the

Chuo Senko (Thailand) Public Company Limited Chuo Senko (Thailand) Public Company Limited, failed to prepare and submit the reviewed financial statements for Q1/2016, Q2/2016 and Q3/2016 to the SEC