information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but
promotion for all business operators in the capital market. Expected to become effective in Q1/2013, the streamlined rules will set the same advertising and sales promotion standards for all businesses with
activities that may constitute operating digital asset business without license and advised the public to be careful when exchanging WLD coins with unlicensed operators. The SEC has continually monitored the
operators and digital asset business operators, as they will not be protected under the law and may be exposed to risks of fraud and scams as well as money laundering activities. The list of licensed business
Bangkok, 30 March 2025 – As a large number of business operators in the capital and digital asset markets (“business operators”), listed companies and securities issuing companies have been affected
Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to
cooperation with public and private allies and business operators in the capital market, together with the advancement of current financial technology and inventions which play an important part in efficiently
The SEC has proposed amendments to the principles on the management of unclaimed client assets to enhance flexibility for securities companies and derivatives brokers (business operators) in cases
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