, derivatives intermediary or life insurance company whether established under Thai or Foreign law. 2 “payment information management for securities trading”5 means services relating to collecting, organizing and
of directors and executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for
executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided
obligations under derivatives positions held by a client; (2) profits or any other interests obtained from derivatives trading of a client; (3) warehouse receipt, bill of lading, or any other instruments
derivatives positions held by a client; (2) profits or any other interests obtained from derivatives trading of a client; (3) warehouse receipt, bill of lading, or any other instruments representing entitlement
Continuously increasing Target higher 98% Jan-18 Feb-18 Mar-18 Pass (Normal and X Day) 94.6% 96.8% 97.2% Remark; Debt collection rates (%) means the percentage of ability to collect debt. For example, debt
fund or a capital protected mutual fund? If so, how? (f) What is the financial period of the mutual fund? (2) Questions and answers on provisions of trading and transferring investment units, as follows