of further legal action.    The criminal complaint above has caused the two individuals to have untrustworthy characteristics as director and executive of securities issuing company and listed company

facts and progress on its various operations without delay, including the operations to contain damages which may be caused to STARK, and to disclose such information for investors’ decision making.On 30

according to the advice of a member of the group of persons, and shared benefits from the trading incentives with such member. Such acts caused damage to several investors. In this regard, SEC has filed a

, there was a case of raw material delivery for distillation but in fact the raw materials were not distilled at all. Such dishonest acts caused damage to GGC at the total value of 2,157 million baht

email: debt@sec.or.th. The public hearing ends on 7 June 2021.  _______________________Remarks:* Distressed bonds are defaulted bonds as defined by the terms and conditions, cross-defaulted bonds caused

* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business

in class action litigation. It also intends to increase investors’ awareness of their legal rights to claim for remedies from those who broke the laws and caused them harm.”    Acting Sub Lt. Dr

variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an

, another KBANK employee who was not an approved investment consultant gave advice to the client in such a way that caused the client to misunderstand that the investment was a deposit transaction because the

account owner's knowledge to prevent potential damage. Recently, the SEC has punished offenders who caused damage to investors in several cases. In any event that an investor truly wishes to have a person