during the period of 90 days prior to the submission date of the tender offer.Earlier, the offerors had acquired EARTH shares by swapping shares of Energy Perfect Co., Ltd. (EPCL). Thus, under the takeover
one-fourth of board members by January 1, 2016. From January 1, 2016, new licensees must appoint independent directors in compliance with the specified proportion prior to commencing business
investment units, debt securities, equities, derivatives and provident funds. Instead of doing the suitability test prior to every investment in new products, investors can do one set of the test for
Exchange of Thailand. The papers pointed out the significance of making prudent study on information and fundamental analysis of securities prior to making investment decision in order to mitigate trading
with at least five-years of related experience. In the case of outsourcing to the service provider other than the above mentioned, the business operators are required to seek SEC approval prior to the
a selling order for the securities in such account. It was found that prior to the transaction, {A} had learnt of the identity of the securities' beneficial owner who was not the account owner
SRICHA shares in an amount of 225,700 shares by using Mr. Saranyu Yingyongkitmongkol's securities trading account, prior to the disclosure of the inside information to the public on 15 August 2017 (at
Panjama purchased TRUBB shares by using her securities trading account during 30 March to 26 April 2017, prior to the disclosure of the inside information about the financial statements and reports of
Mr. Pichit Chatskulwong's account, her husband's friend, by using material information to changes in the prices of securities, prior to disclosure such information to the public on 11 August
. Worraphant sold 1,121,000 of STEC shares in Miss Preeya's securities trading account, his subordinate by using inside information, prior to the disclosure of such information to the public on 15 February