consultant, for the misconducts found during the first investigation. For the misconducts found in the second investigation, two-month suspensions were imposed on both of them. Considering that they had been

Project which has been well-receptive during the past three years. Accordingly, the ?Pride of the Provinces IV? has been launched and now opens for new application until the end of June. By participating in

-application for approval as capital market personnel for 4 years. Taking into account that {A} had already been suspended from her duty as securities investment consultant by her employer for 3 months; the

capital market investment consultant for five months. Taking into account that {A} had already been suspended by her employer for three months, the suspension imposed by the SEC shall remain two months

*. The SEC, therefore, suspended Acting Subbieutant Saroj from his duty as the approved securities investment consultant for a year and 2 months. Having considered that {A} had already been suspended by

behavioral finance in issuing the regulations. For instance, the regulations governing investment consultants and investment planners making direct contact to the customers have been strengthened by requiring

organizations across the country. The Project has been initiated to encourage employers to set up a learning process in personal finance for employees. It is expected help employees solve financial problems and

your local intermediary, local representative or CIS operator. The copy of this registration statement has been registered by the Office of Securities and Exchange Commission. The effectiveness of this

characteristics as follows: (1) having deficiency in legal competence or having been subject to any legal proceeding under the law governing capital market or having untrustworthy characteristics as specified by

Board 1/2019 on February 25,2019 has been approved the financial statements for year ended 31 December 2018 The Company net profit of 170.42 million baht which decrease 161.95 million baht or (48.72)% by