applicant that is the Thai entity, and such Thai entity shall comply with this Notification and the Notification of the Capital Market Supervisory Board concerning Application and Approval for the Issuance
Office may not grant an approval to the application for offer for sale of the debt securities: (1) the foreign entity who submits the application or the offer for sale of the debt securities has the
12/2558 03/04/2015 01/06/2015 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive
the Notification No. Tor Thor. 60/2561, the intermediary shall submit an application for approval to the SEC Office together with the evidentiary documentation specified in the Licensing Manual for the
this application. b. Please mark an X in the appropriate box corresponding to your answer c. Send complete and signed form to Accounting Supervision Department The Securities and Exchange Commission
applying for license, the application shall https://publish.sec.or.th/nrs/4489pe.doc .... an application with the Office in accordance with form and procedure together with supplementary documents as
will not accept her future application for approval as personnel in the capital market for the remaining period from 31 December 2020 until the 15-month suspension ends. {A} resigned from Finansia on