** Notification of the Securities and Exchange Commission No. Kor Mor. 8/2567 Re: Waiver of Operational Fees for Licensed Securities Brokers Providing Conversion Service of Non-Voting Depository Receipts to

to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation

, the CMSB approved underwriters to provide service in foreign currency denominated securities, the service of which has previously been provided by brokers and dealers.?With a view to enabling investor

to seek proper solutions.ASCO came up with a quality enhancement plan for investment analysts and investment research where brokers will be required to have adequate number of analysts and produce

, readable, easily understandable, in order to compare the risks easier, and (5) mandating that the issuers of bonds and securities registrars must report to the bond holders’ representatives in case of any

“Unlocking Potential Thai SMEs and startups for accessibility and competitiveness in the Digital Era,” by the representatives from government and private sectors who involve in the capital market and relate

rules will be finalized in the first quarter of 2020.” The “SME Startup PE VC” working group comprises representatives from various government and private agencies, i.e

with SUSCO’s current operations or anticipated future business activities. SUSCO holds a 51 percent stake (accounting for 50 percent voting rights) of the total SDA shares sold and has representatives

the KCM business Other conditions : KCM will appoint 1 representatives to be the directors of the subsidiary company This transaction is not categorized as the Company’s connected transaction; however

e-service Online Submission See canceled document Others (Securities Business) >> Representatives Office of foreign securities companies (section 93)   Type Title Section See Document Status Notified