for sale to ultra-high net worth (UHNW) investors or high net worth (HNW) investors must prepare financial statements according to the Thai Financial Reporting Standards for Publicly Accountable

Offering Amounts to Investors Who Are Not Institutional Investors, Ultra High Net Worth Investors or High Net Worth Investors: https://publish.sec.or.th/nrs/10372s.pdf;  (5) Notification of the Office of the

. ตราสารด้อยสิทธิเพื่อนับเป็นเงินกองทุนประกันภัย (Insurance Capital Bond หรือ IC Bond) สามารถเสนอขายต่อผู้ลงทุนที่มิใช่ผู้ลงทุนสถาบัน ประกอบด้วย ผู้ลงทุนรายใหญ่พิเศษ (Ultra-High Net Worth) ผู้ลงทุนราย

.   Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share

trading account into her mother?s account for her own benefits. Such share transfer was prearranged, starting from Auracha?s opening a trading account for her mother without declaring their relationship to

Sale Activities decreased by 73%. The decline of Project Sale Activities to 359 million Baht was primarily a result of the postponement of a few projects worth approximately 100 million Baht to be

Bangkok Makkasan, at an amount not exceeding 40 percent of the total paid-up shares, worth not exceeding 421.55 million baht, and the right to claim in the loan of Wealth Ventures at the value not exceeding

Re: Rules in Detail of the Work System and Management of Mutual Funds for  Institutional Investors or Ultra-High Net Worth Investors, dated 1 February 2019.**  Regulatory Guillotine is the

with the highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on Mr. A, (2) to prohibit Mr. A from securities trading or entering into

highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on {A}, (2) to prohibit {A} from securities trading or entering into derivatives contracts for