(ศูนย์ซื้อขาย) โดยศูนย์ซื้อขายดังกล่าวต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลที่เป็นสมาชิกของ IOSCO ซึ่งเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ CFA Institute และสมาคม ซีเอฟเอ ไทยแลนด์ จัดงานอบรมหัวข้อ“Understanding the impact of sustainability on the value and performance of

capital market participants to continuously enhance knowledge and understanding on this issue. The intended outcomes are to encourage investments in businesses that operate sustainably, ensure

Recommendations, prepared by the SEC with support from the TCFD, is a vital tool for listed companies, investment analysts and asset managers to gain a better understanding of climate-related financial

Memorandum of Understanding concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), for the purposes of information exchange and regulatory enforcement co-operation. Due

personnel related to the capital market or supervision of the capital market, 3) enhance knowledge and understanding about the capital market, investments and capital market development for investors

holding various positions in agencies with an emphasis on equality, and (6) preventing and solving the problem of sexual harassment or assault in the workplace, enhancing knowledge, understanding of

The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in

           General investors with knowledge and understanding of SMEs and startups, having the minimum amount of income or financial status as specified by SEC, provided that they purchase these shares through an

provide an understanding on the roles of  SEC and SEC Check First application, an application for searching up list of approved products, persons, and legal persons, and the Retirement-Checkup