following securities regardless of the purpose of issuance: (a) share; 2 (b) share warrant; (c) any other securities as prescribed by the SEC Office. “foreign company” means a company established under
follows: Clause 11 This Notification shall apply to the approval of foreign auditors whereby an auditor approved by the SEC Office under this Notification shall be allowed to perform an audit work and affix
) ………………………………………………………… Location of head office ……………………………………………………………… …………………………………………………………………..…………………… Telephone number …………………….. Facsimile number ……………………….. Part 2: Category of an applicant □ A commercial bank under the
□ A commercial bank under the law on commercial bank business(CB); □ A finance company under the law on undertaking of finance business, securities business and credit foncier business(FC,FSC); □ A
infrastructure investment and a slowdown in private investment. Thai Banking Industry The commercial banking sector in Thailand continued to face some uncertainties in the business environment and ongoing changes
brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker under the law on derivatives
derivatives broker under the law on derivatives; (3) “Commercial bank” means any commercial bank under the law on commercial banking and any juristic person established under foreign laws which is permitted by
Bonds Denominated in Foreign Currency in the Kingdom of Thailand (No. 15) dated 6 March 2017. Clause 3 In this Notification: "Thai entity" means the following businesses under Thai law: (1) a company
, the definitions of the said terms shall be specified in Clause 2 or Clause 3, as the case may be. Clause 2. Institutional investors under Clause 1 shall refer to the following investors: (1) Bank of