, effective from 9 November 2018; (3) In the case of {C}, she is prohibited from functioning as a branch manager responsible for capital market business, and the SEC also imposed a suspension
of house and condominium due to the delay in ownership transfer of some group of customers and 71% decline in revenue from rental and services which mainly derived from temporally suspension of
pandemic, will pose an even greater challenge to commercial banks’ operating performance from the lending rate reduction and assistance measures for crisis-hit clients, including suspension of principal and
by such financial institution whose license is revoked or whose operation is subject to control or suspension on the grounds that its business plan to rectify its operations or financial positions has
of 15-30%. Cost to revenue from sale of other products ratio was mostly from cost of operating wood chip in Cambodia which is currently under temporarily nationwide suspension of production and
the CIS operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors; (b) is not subject to the order of business suspension or revocation
/forwards/swaps etc.) …………………………………………………….. □ others……………………………………………… …………………………………………………….. 2.3 The applicant is under restriction and suspension in conducting derivatives business as a derivatives dealer
derivatives contract (futures/options /forwards/swaps etc.) …………………………………………………….. □ others……………………………………………… …………………………………………………….. (Translation) 2.3 The applicant is under restriction and suspension in
foreign ETF operator is not subject to limitation or suspension of business or revocation of license or registration as securities business operator by foreign regulator, and such certification shall be