supervision and trustworthiness of listed companies? financial reporting. Vorapol Socatiyanurak, SEC Secretary-General said that ?Following the 2010 revamp of audit oversight to require SEC-registered auditors

auditors.? The Auditing Advisory Committee comprises both current audit practitioners and non-practitioners. Its major role is to render advice to the SEC regarding supervision and inspection of audit

Bangkok, January 21, 2016 ? The SEC is seeking public comments on draft amendments to the regulations concerning supervision on trigger funds and product advertisement.The proposed amendments to the

. The REIT supervision would be relatively similar to that of listed companies. For instance, an acquisition or disposition of key assets and related-person transactions must be approved by the trustee

การณ์ของตลาดทุนในปัจจุบัน โดยได้จัดตั้งฝ่ายกำกับธุรกิจแนะนำการลงทุน (Investment Advice Supervision Department) เพื่อกำกับดูแลผู้ให้บริการด้านคำแนะนำและการขายหลักทรัพย์แก่ผู้ลงทุน ซึ่งเดิมเป็นหน้าที่และ

's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

: The total amount of Rental Income is not over than Baht 130,000. (Area of 30 sq.m., rental fee of 10,000 baht per month) Starting on January 1, 2018 - December 31, 2018. 4. Connected persons: Co

December 2019, SEC will not accept his future application for approval as personnel in the capital market business for three months and 22 days, starting from 6 March 2020;             (3)  Suspending

consultant of  Veerachai and banned his re-entry as capital market personnel for 10 years, starting from June 3, 2016.Similarly, Jakkrit?s approval as capital maket investment consultant has been revoked for

already expired on 31 December 2024, the SEC has set a 10-year period starting from 15 October 2025 during which her applications for approval to be personnel in the capital market business will not be