the same business sector as the intermediary shall be in accordance with the rules under Paragraph 1, mutatis mutandis. 2 Chapter 1 General Provisions _____________ Clause 4 An intermediary which
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC recognizes the importance of social sharing and support for the community. The launch of the Pantry of Sharing Scheme today is part of the
SEC Secretary-General Ruenvadee Suwanmongkol said that she has signed the notification on Detail of the Mutual Fund Scheme for Establishing the Super Savings Fund (SSF) which has the policy
} was found colluding with other persons to trade RICH shares through 15 related persons? securities trading accounts during May 10 - July 31, 2007. The scheme had considerable impact on RICH share price
information to purchase Rayong Purifier Plc. (presently known as RPCG Plc.) (RPC) shares for their own benefits, as well as Piyanuch Janetumnugul as aider and abettor in the scheme. With the referral from the
. The SEC also set up an exhibition booth showcasing the collaboration on personal data protection among the three financial sector regulators – the Bank of Thailand (BOT), the Office of Insurance
. Additionally, information on mule accounts will be shared from the banking sector and other relevant authorities to digital asset sector. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson
procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for
a business development policy and revising the regulations for the supervision of SEC. The public hearing from the business sector is in furtherance of the first public hearing on 8 May 2019 in