Company _____________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), and Section 96 of the Securities and
Securities and Exchange Commission No. KorKhor. 7/2551 Re: Determination of Paid-Up Registered Capital of Securities Company _____________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535
collect information in a way that does not directly identify anyone. For more information on how these cookies work, please see our Cookies page. Save and Close Derivatives Dealer |- Definitions (Section 3
million baht. The actions of the above persons constitute the offenses under Paragraph 2 of Section 281/2, in conjunction with Section 89/7 and Section 307, Section 308, Section 311, Section 313 and Section
under Section 296 and Section 296/2 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions* on the three offenders above through the imposition of civil penalty, compensation at
Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets _________________ By virtue of Section 16/6, Section 89/1
than the appraised price based on the market approach. They also colluded to act dishonestly in selling NUSA condominium units in Bangkok at a price lower than the appraised price and transferring funds
perform duties honestly under Section 89/7 and thus subject to the penalties under Paragraph 2 of Section 281/2, Section 307, Section 308, Section 311 and Section 312 of the Securities and Exchange Act B.E
Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 of the Securities and Exchange, Act B.E. 2535 (1992), and Clause 1 of the