After STARK had failed to prepare and submit its financial statements for the year 2022 within the specified period as required by law, the SEC, by virtue of Section 58 of the SEA, instructed the

89/7, Section 307, Section 311, Section 312, Section 313, Section 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and Section 83, Section 86 and Section 91 of the Penal Code, as the

Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the

Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under

of debenture without approval in violation of Section 33 and subject to the penalties under Section 268 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); meanwhile, Ornpaphat and Kanyakorn

approval from the SEC was in violation of Section 33 and subject to the penalties under Section 268 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee therefore has

Section 241 and the punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Currently, such act is deemed an offence under Section 242 and subject to the punishments under

Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., imprisonment for up to two years or a

) June 23-24, 2008. Earlier on February 17, 2011, the Settlement Committee under the Securities and Exchange Act B.E. 2535 (SEA) had imposed fines in the amounts of 16,071,788.32 baht and 4,563,791.25 baht

in such a way that the receiver of the benefits from such trading is the same person. These offenses were in violation of Sections 243 and 244 of the Securities and Exchange Act of 1992 (SEA) in