approval from the SEC was in violation of Section 33 and subject to the penalties under Section 268 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee therefore has

Section 241 and the punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Currently, such act is deemed an offence under Section 242 and subject to the punishments under

Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., imprisonment for up to two years or a

) June 23-24, 2008. Earlier on February 17, 2011, the Settlement Committee under the Securities and Exchange Act B.E. 2535 (SEA) had imposed fines in the amounts of 16,071,788.32 baht and 4,563,791.25 baht

in such a way that the receiver of the benefits from such trading is the same person. These offenses were in violation of Sections 243 and 244 of the Securities and Exchange Act of 1992 (SEA) in

POWER-P Plc. (POWER), for violating Sections 307, 311 and 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) by collusively falsifying POWER accounts worth totaling 34 million baht with

(SEA).  The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net

the Securities and Exchange Act of 1992 (SEA), and because CGH is a listed company, Chupong has also contravened Section 89/7 by failing to perform duties responsibly and honestly, which is liable to

aiders. In this regard, {A}, {B} and {C} were deemed to have committed offences in violation Section 311 and Section 315 of the Securities and Exchange Act of 1992 (SEA), and because CGH is a listed

report, the SEC probed into the case and found that the said companies and persons, without obtaining license under Section 90 of the Securities and Exchange Act B.E. 2535 (SEA), jointly operated