securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of

to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for promoting and

from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for promoting and supervising the

(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) Authority: the Office of the

can be inspected at management company, representative of management company (if any) and the Office. Provided that, upon the request of unitholders, clients or prospective investors, as the case may be

information under paragraph one can be inspected at management company, representative of management company (if any) and the Office. Provided that, upon the request of unitholders, clients or prospective

behavior that, if considered on a reasonable ground, indicates failure to discharge properly the duty to supervise a juristic person or a company under its management, or any personnel under its supervision

prospective investors, as the case may be, in order to know that such information under paragraph one can be inspected at management company, representative of management company (if any) and the Office

, mutatis mutandis. Clause 23 An applicant shall appoint a local representative in the Kingdom of Thailand for the purpose of coordinating and contacting with any person including receiving notice, order

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