Yarnapund Public Company Limited Yarnapund Public Company Limited (“YNP”), a securities issuer, failed to submit the annual registration statement for the year 2016 (Form 56-1, 2016) to the Stock

stance will bring confidence, and help fostering market mechanism and standard practices that they can follow. For investors, appropriate regulation can incentivize market solutions to help investors

operations of the system.” Dr. Somjin Sornpaisal, President of the ThaiBMA as the system operator said “In support of the DIF project, the ThaiBMA plays a dual role of bond registration, which is one of

and truly help boost working efficiency. For back office staff, additional knowledge on new financial instruments, risk management and regulations are needed for the staff to cope with dynamically

Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 18/2564 Re: Measures on Fee Deduction for Filing the Registration Statement for Securities Offering and the Annual Registration

Pursuant to the Notification concerning Determination of Fees for Filing of Registration Statement, Registration and Other Applications, as amended, the calculation of fees shall be based on the

Singha Paratech Public Company Limited Singha Paratech Public Company Limited, failed to prepare and submit the financial statements for the year 2012 and the annual registration statement for the

Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and

submit the annual registration statement for the year 2015 (Form 56-1) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 1/2017 Settlement Committee Order No. 2/2017 Dated 18

annual registration statement for the year 2016 (Form 56-1, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09