The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of Complaint Center, joined a panel discussion on the topic, “Creating a
Mr. Thawatchai Pittayasophon, Deputy Secretary-General, acting Secretary-General of the Securities and Exchange (SEC), joined the Declaration of Intent on “Fight Against Investment Scammers”, a
Mr. Surachai Suwanthanakul During the period of 25 Febuary 2015 to 17 March 2015, Mr. Surachai Suwanthanakul, Mrs. Orthai Sae-tung and Mr. Somsak Saravutwattanakorn joined with Miss Phichayada
Mrs. Orthai Sae-tung During the period of 25 Febuary 2015 to 17 March 2015, Mr. Surachai Suwanthanakul, Mrs. Orthai Sae-tung and Mr. Somsak Saravutwattanakorn joined with Miss Phichayada Phichayarom
Mr. Somsak Saravutwattanakorn During the period of 25 Febuary 2015 to 17 March 2015, Mr. Surachai Suwanthanakul, Mrs. Orthai Sae-tung and Mr. Somsak Saravutwattanakorn joined with Miss Phichayada
Saravutwattanakorn joined with Miss Phichayada Phichayarom, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of
Privacy Policy Personal Data Protection Policy for Trading in Secondary Market The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
significant requirements have been added; for instance:- Shares publicly offered must be listed on the Stock Exchange of Thailand;- Regulatory mapping in the area of investor protection must be prepared
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ โปรดรอสักครู่... เรื่อง : สัมมนาเรื่อง “การเตรียมความพร้อมกรรมการ และผู้บริหารระดับสูงในเรื่อง Personal Data Protection” (ฺBO) วันที่ : 05/03/2020
22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18